Inner House Rules Prime Minister’s advice to HM the Queen and the prorogation which followed was unlawful
The Inner House of the Court of Session has ruled that the Prime Minister’s advice to HM the Queen that the United Kingdom Parliament should be prorogued from a day between 9 and 12 September until 14 October was unlawful because it had the purpose of stymying Parliament.
A petition for judicial review was raised by 79 petitioners, 78 of whom are parliamentarians at Westminster, on 31 July 2019, seeking inter alia declarator that it would be unlawful for the UK Government to advise HM the Queen to prorogue the UK Parliament with a view to preventing sufficient time for proper consideration of the UK’s withdrawal from the European Union (Brexit).
A substantive hearing was fixed for Friday, 6 September, but on 28 August, on the advice of the Prime Minister, HM the Queen promulgated an Order in Council proroguing Parliament on a day between 9 and 12 September until 14 October. The Lord Ordinary (the judge hearing the case at first instance) refused to grant interim orders preventing the prorogation, but brought the substantive hearing forward to Tuesday, 3 September. On the eve of the hearing, in obedience of its duty of candour, the respondent lodged some partially redacted documents exhibiting some of the Government’s deliberations regarding prorogation, going back to 15 August.
The Lord Ordinary dismissed the petition. He found that the PM’s advice to HM the Queen on prorogation was, as a matter of high policy and political judgment, non-justiciable; the decision to proffer the advice was not able to be assessed against legal standards by the courts.
The reclaiming motion (appeal) was heard by the First Division of the Court of Session over 5 and 6 September. Parliament was prorogued in the early hours of Tuesday, 10 September.
All three First Division judges have decided that the PM’s advice to the HM the Queen is justiciable, that it was motivated by the improper purpose of stymying Parliament and that it, and what has followed from it, is unlawful.
The Lord President, Lord Carloway, decided that although advice to HM the Queen on the exercise of the royal prerogative of prorogating Parliament was not reviewable on the normal grounds of judicial review, it would nevertheless be unlawful if its purpose was to stymie parliamentary scrutiny of the executive, which was a central pillar of the good governance principle enshrined in the constitution; this followed from the principles of democracy and the rule of law. The circumstances in which the advice was proffered and the content of the documents produced by the respondent demonstrated that this was the true reason for the prorogation.
Lord Brodie considered that whereas when the petition was raised the question was unlikely to have been justiciable, the particular prorogation that had occurred, as a tactic to frustrate Parliament, could legitimately be established as unlawful. This was an egregious case of a clear failure to comply with generally accepted standards of behaviour of public authorities. It was to be inferred that the principal reasons for the prorogation were to prevent or impede Parliament holding the executive to account and legislating with regard to Brexit, and to allow the executive to pursue a policy of a no deal Brexit without further Parliamentary interference.
Lord Drummond Young determined that the courts have jurisdiction to decide whether any power, under the prerogative or otherwise, has been legally exercised. It was incumbent on the UK Government to show a valid reason for the prorogation, having regard to the fundamental constitutional importance of parliamentary scrutiny of executive action. The circumstances, particularly the length of the prorogation, showed that the purpose was to prevent such scrutiny. The documents provided showed no other explanation for this. The only inference that could be drawn was that the UK Government and the Prime Minister wished to restrict Parliament.
The Court also decided that it should not require disclosure of the unredacted versions of the documents lodged by the respondent.
The Court will accordingly make an Order declaring that the Prime Minister’s advice to HM the Queen and the prorogation which followed thereon was unlawful and is thus null and of no effect.
The UK Government has sought to appeal the decision to the UK Supreme Court. The Appeal will be heard on Tuesday, 17th September 2019. No order will be made until the appeal is decided.
Summary of judgment of the Inner House can be found here. The full opinions are available here.
Ampersand’s Aidan O’Neill QC is lead counsel for the Petitioners, instructed by Balfour + Manson.
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Lord Bannatyne refuses judicial review challenge to homosexuality risk in Zimbabwe
Case comment by Michael Way, advocate
GC (Zimbabwe) v Secretary of State for the Home Department [2019] CSOH 67
Facts
The petitioner was a national of the Zimbabwe. He sought judicial review of the Home Office’s decision to refuse to accept his further submissions as a fresh claim for asylum, under Immigration Rule 353.
The petitioner had entered the UK in April 2016 and made an asylum claim. His claim was refused in September 2017 and his appeal to the First-tier Tribunal was dismissed in May 2018. He was refused permission to appeal by the First-tier Tribunal and Upper Tribunal. Having become ‘appeal rights exhausted’, the petitioner submitted further asylum submissions in February 2019 in terms of Immigration Rule 353.
Issues
The petitioner is an openly gay man. The applicable country guidance case (LZ (Homosexuals) Zimbabwe CG [2011] UKUT 00487 [IAC]) accepts that there is some risk to homosexuals in Zimbabwe, but suggests that there is not a general risk of persecution. Although not decisive, being openly gay might increase risk. Home Office information accepts that being gay in Zimbabwe confers a level a risk but not one, at a general level, that is sufficiently serious to amount to persecution – each case would have to be judged on its particular facts.
The petitioner’s further submissions (and Counsel’s submissions in this petition) sought to link a recent spike in violence and unrest in Zimbabwe to the level of risk that the petitioner might face. This situation would place any vulnerable group at a heightened risk, because the authorities would be less able to offer protection and homophobes might be able to attack gay people with relative impunity. Taking the new evidence as a whole, the decision was said to fail in three ways: (1) to take account of relevant matters; (2) to be supported by adequate reasons; and (3) to demonstrate anxious scrutiny.
The respondent’s position was that the petitioner was seeking to draw a line between two unconnected matters: the spike in violence and the general treatment of homosexuals. The Country Guidance noted that the Zimbabwean authorities do not provide protection to the gay community under normal circumstances. A spike in violence was accordingly irrelevant. In any event the information proffered in the further submissions was general in nature and had been adequately assessed (and dismissed) in the decision letter.
The questions for the Court were therefore:
- Is there a realistic prospect of an immigration judge, applying the rule of anxious scrutiny, thinking that the petitioner will be exposed to a real risk of persecution on return to Zimbabwe?
- Has the decision maker erred in law by failing to take relevant matters into account or by giving inadequate reasons?
Decision
Lord Bannatyne refused the petition (at [69]). His Lordship concluded that there was no realistic prospect of success in front of an immigration judge; the claim was bound to fail (at [60]). His Lordship also considered that there was no error of law in respect of failing to give adequate reasons (at [61]-[64]) or consider relevant matters (at [65]-[66]).
On the first question, Lord Bannatyne accepted the “short and sharp point” made by the respondent at [38] with respect to the general lack of protection from the Zimbabwean authorities. A spike in violence made no difference where there was no protection in the first place. This submission “wholly undermined” the core of the petitioner’s case (at [53]).
To the second question, Lord Bannatyne again preferred the respondent’s submissions. Fundamentally, the reasoning was adequate to entitle the Secretary of State to have arrived at her conclusion. The well-established two stage process for considering fresh claims had been laid out in the decision letter. This process appeared to have been followed. Accordingly there was no error of law.
Analysis
The consideration of asylum and humanitarian protection claims always requires the most anxious of scrutiny by any decision maker. That said, a judicial review challenge to the adequacy of reasons and relevancy of considerations is often hard for a petitioner to successfully make out. This case was no different.
While some might not agree with the substance and implications of the applicable Country Guidance case law, a Tribunal would be bound to apply it unless there are compelling reasons not to. The logic of the respondent’s argument on the first issue was accordingly unassailable.
Representation
Ampersand’s Jamie Gardiner appeared for the respondent.
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New OAG Standing Junior Junior Appointments
Ampersand Advocates is proud to hear of the appointments of Giles Reid, Michael Way and Shane Dundas to the panel of Standing Junior Juniors to the Office of the Advocate General for Scotland. They join fellow stable members Ross Anderson, Graham Maciver, Usman Tariq, and Jamie Gardiner who are Standing Junior Counsel to OAG.
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Joanna Cherry QC MP & others for Judicial Review [2019] CSOH 68
Lord Doherty rejected Interim Orders sought by 75 Petitioners on the illegality of proroguing Parliament and interim interdict against UK ministers to prorogue and made no comment on whether the Petitioners have a prima facie case, preferring to wait until the Substantive hearing.
The case was due to be heard at a Substantive hearing on 6th September, but was ‘overtaken by events’ by the Queen’s Order in Council to prorogue Parliament, leading to the request for interim interdict. Following today’s decision, the Substantive hearing has been brought forward to Tuesday, 3rd September 2019, due to the interests of justice and the public interest.
Ampersand’s Aidan O’Neill QC is lead counsel for the Petitioners, instructed by Balfour + Manson.
Opinion of Lord Doherty here.
Summary of arguments at the Interim Interdict hearing can be found on the Scottish Council of Law Reporting website here.
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Lord Doherty rejects Interim Interdict regarding prorogation of Parliament
Following an urgent hearing on Thursday 29 August 2019, Lord Doherty has rejected Interim Orders sought by 75 Petitioners on the illegality of proroguing Parliament and interim interdict against UK ministers to prorogue and made no comment on whether the Petitioners have a prima facie case, preferring to wait until the Substantive hearing.
The case was due to be heard at a Substantive hearing on 6th September, but was ‘overtaken by events’ by the Queen’s Order in Council to prorogue Parliament, leading to the request for interim interdict. Following today’s decision, the Substantive hearing has been brought forward to Tuesday, 3rd September 2019, due to the interests of justice and the public interest.
Ampersand’s Aidan O’Neill QC is lead counsel for the Petitioners, instructed by Balfour + Manson.
Opinion of Lord Doherty here.
Summary of arguments at the Interim Interdict hearing can be found on the Scottish Council of Law Reporting website here.
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BD v Scottish Police Authority [2019] CSOH 53
Case comment by Michael Way, Advocate
Lord Woolman rejects police officer’s claim that refusing him medical retirement, while misconduct proceedings were ongoing against him, was irrational
Facts
The petitioner was a serving police constable of over 25 years’ service. He became signed off from work in April 2017 with various medical problems, including hyperthyroidism, which causes his hormone levels to fluctuate and includes symptoms of agitation, anxiety and depression.
In 2017, the petitioner received a summary conviction for sexual assault, stemming from incidents in late 2016. A £500 fine was imposed. The petitioner’s name was placed on the Sex Offenders’ Register.
In May 2018 the petitioner applied for retirement on the grounds of permanent disablement. The SPA refused this request and recommended redeployment within the police service. The petitioner took steps to challenge the decision, but the SPA withdrew the decision and undertook to retake it.
In August 2018 the decision under challenge in these proceedings was made. The SPA refused the application because there were live misconduct proceedings pending against him. It was the Interim Chief Officer’s view that, “on public policy grounds police officers should not be granted medical discharges whilst there are live misconduct proceedings against them, as he concluded that there could be a loss of public confidence in the service if police officers were seen to be evading misconduct proceedings by exiting the service on medical discharges before those proceedings had concluded.”
Subsequently, medical opinions concluded that the petitioner was mentally unfit to take part in disciplinary proceedings. Disciplinary proceedings are currently suspended.
Issues
In analysing the decision, the Court identified 3 key issues:
- Did the SPA take into account irrelevant material?
- Was the decision irrational?
- Did the SPA fetter its discretion?
Decision
The Lord Ordinary dismissed the petition (at [38]). His reasoning on the issues was as follows.
Issue 1 – Did the SPA take into account irrelevant material?
This issue is considered at [22]-[24]. The Lord Ordinary disagreed with the petitioner’s contention that the SPA erred by assessing the misconduct as serious, ignoring the compassionate circumstances, and implying that the petitioner was trying to evade the disciplinary proceedings. On the contrary, the existence of misconduct proceedings was a relevant and important factor (at [24]).
Issue 2 – Was the decision irrational?
The petitioner advanced several grounds which led inevitably to the conclusion that the decision was irrational. The first group were dealt with at [27]-[28]:
(A) The petitioner’s mental condition renders him unable to face proceedings.
(B) He should not be required to remain in the police service when he will never be able to fulfil his duties.
(C) His career and pension entitlement should not be left indefinitely in limbo.
(D) There was no question of evasion on the part of the petitioner, who is in wretched condition and does not have the mental capacity to exercise a conscious choice in this matter.
The Lord Ordinary considered that these factors were based on the subsequent medical evidence and were not properly before the decision-maker.
The petitioner advanced a further argument. Police officers can only be stripped of their pension, when in receipt of it, for a very serious criminal conviction or a conviction certified by the Secretary of State as “gravely injurious to the interests of the State” or liable to lead to a serious loss of confidence in the public service (at [29]).
The petitioner argued that if he had retired immediately after committing the offences, he would have kept his pension. The offending was at the lower end of the spectrum of seriousness. It would be inequitable if, by pleading not guilty and standing trial, he risked losing his full pension rights.
The Lord Ordinary considered this to be a “powerful argument, persuasively presented” (at {31]). However, his Lordship did not consider that it met the test of irrationality: “a sensible person could have arrived at the same decision” (at [32]).
Issue 3 – Did the SPA fetter is discretion?
This issue turned on whether the SPA had adopted a blanket approach of refusing to grant a medical discharge to any officer while disciplinary proceedings were outstanding. The decision letter stated that it had given “careful consideration of all the circumstances” but then relied on a public policy decision (at [34]).
The Lord Ordinary considered that there was “no foundation for holding that the SPA did not consider all the circumstances of the petitioner’s case” but simply that the SPA considered “public policy as tipping the balance” (at [36]).
Analysis
Despite the powerful and persuasive submissions advanced by senior counsel for the petitioner, and the likely harsh consequences that will follow the petition’s refusal, the Lord Ordinary concluded that the decision was within the range of reasonable responses from the decision maker.
This decision reinforces the difficulty that can arise when challenging administrative decision-making on the grounds of irrationality. It is not enough simply that the decision is harsh or is one that the Court might disagree with; the absurdity has to leap off the page.
Representation
Ampersand’s Craig Sandison QC appeared as senior counsel for the petitioner.
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